UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 08, 2026 |
Great Elm Capital Corp.
(Exact name of Registrant as Specified in Its Charter)
Maryland | 814-01211 | 81-2621577 | ||
(State or Other Jurisdiction | (Commission File Number) | (IRS Employer | ||
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3801 PGA Boulevard, Suite 603 |
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Palm Beach Gardens, Florida |
| 33410 | ||
(Address of Principal Executive Offices) |
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Registrant’s Telephone Number, Including Area Code: 617 375-3006 |
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(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
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| Trading |
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Common stock, par value $0.01 per share |
| GECC |
| Nasdaq Global Market |
8.50% Notes due 2029 |
| GECCI |
| Nasdaq Global Market |
8.125% Notes due 2029 |
| GECCH |
| Nasdaq Global Market |
7.75% Notes due 2030 |
| GECCG |
| Nasdaq Global Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 1.01 Entry into a Material Definitive Agreement.
On June 8, 2026, Great Elm Capital Corp. (the “Company”) entered into an amendment (the “Amendment”) to the Company’s Loan, Guarantee and Security Agreement, dated as of May 5, 2021 (as amended, restated, amended and restated, supplemented or otherwise modified, the “Loan Agreement”), with City National Bank (“CNB”), as lender.
The Amendment updated the maturity date for borrowings under the Revolving Facility to the earlier of (i) June 8, 2029 and (ii) March 31, 2029 if the Company’s 8.50% notes due 2029 have not been refinanced on or prior to such date.
The foregoing description of the Amendment does not purport to be complete and is qualified in its entirety by reference to the Amendment (which includes the Loan Agreement, as amended by the Amendment), a copy of which is filed as Exhibit 10.1 to this Current Report on Form 8-K and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
The following exhibits are furnished with this report but shall not be deemed filed.
Exhibit Number |
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10.1 |
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104 |
| The cover page of this Current Report on Form 8-K, formatted as inline XBRL. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| Great Elm Capital Corp. |
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Date: | June 8, 2026 | By: | /s/ Keri A. Davis |
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| Keri A. Davis |