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GECC · Current Report (Form 8-K) · Filed June 1, 2026

Great Elm Capital Corp — Current Report (Form 8-K)

Form
8-K
Filed
June 1, 2026
Period
May 29, 2026
Ticker
GECC
Accession
0001193125-26-251359
Great Elm Capital Corp on Boardroom AlphaView on SEC EDGAR
Boardroom Alpha · Filing insights

Great Elm Capital elected Mark Kuperschmid and Richard Cohen as directors and ratified Deloitte & Touche LLP as auditor.

About Great Elm Capital Corp
Market cap
$86M
1Y TSR
−35.2%
3Y TSR
+6.9%
Board grade
C
Sector
Financial Services
CEO
Jason W Reese
Last annual meeting: May 29, 2026 · View full Great Elm Capital Corp profile →
8-K

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 29, 2026

 

 

Great Elm Capital Corp.

(Exact name of Registrant as Specified in Its Charter)

 

 

Maryland

814-01211

81-2621577

(State or Other Jurisdiction
of Incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

 

 

 

 

 

3801 PGA Boulevard, Suite 603

 

Palm Beach Gardens, Florida

 

33410

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s Telephone Number, Including Area Code: 617 375-3006

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class

 

Trading
Symbol(s)

 


Name of each exchange on which registered

Common stock, par value $0.01 per share

 

GECC

 

Nasdaq Global Market

8.50% Notes due 2029

 

GECCI

 

Nasdaq Global Market

8.125% Notes due 2029

 

GECCH

 

Nasdaq Global Market

7.75% Notes due 2030

 

GECCG

 

Nasdaq Global Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

On May 29, 2026, Great Elm Capital Corp. (the “Company”) held its 2026 annual meeting of its stockholders (the “Annual Meeting”). The results of the voting at the Annual Meeting were as follows:

 

For

Withheld

Broker Non-Votes

Election of director:

 

 

 

Mark Kuperschmid

6,104,023

1,162,844

2,641,901

Richard Cohen

6,100,476

1,166,391

2,641,901

 

 

 

 

 

For

Against

Abstain

Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026

9,334,470

519,924

54,374

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

GREAT ELM CAPITAL CORP.

 

 

 

 

Date:

June 1, 2026

By:

/s/ Adam M. Kleinman

 

 

 

By: Adam M. Kleinman
Title: Chief Compliance Officer and Secretary

 

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Reference

Frequently asked questions

When did Great Elm Capital Corp file this 8-K?
Great Elm Capital Corp (GECC) filed this Current Report (Form 8-K) with the SEC on June 1, 2026. The accession number assigned by EDGAR is 0001193125-26-251359.
What does an 8-K disclose?
Form 8-K is the SEC's current-report form, used to disclose material events between periodic reports (10-K / 10-Q). Triggers include CEO/CFO departures, acquisitions, bankruptcies, earnings releases, auditor changes, changes in fiscal year, and amendments to corporate governance. Each 8-K is keyed to one or more Item numbers (1.01 through 9.01).
What is the key takeaway from this filing?
Great Elm Capital elected Mark Kuperschmid and Richard Cohen as directors and ratified Deloitte & Touche LLP as auditor. This is Boardroom Alpha's one-line summary of the current report; see the full filing text above for the formal disclosure.
What Item codes does an 8-K cover?
An 8-K's Item codes (1.01 through 9.01) specify what kind of event is being disclosed — e.g. Item 1.01 for entering a material agreement, Item 5.02 for departure/election of directors and executive officers, Item 8.01 for other events. The Item codes for this 8-K appear in the filing text above.
Where can I find Great Elm Capital Corp's prior current reports on EDGAR?
The SEC EDGAR browser lists every 8-K Great Elm Capital Corp has filed under CIK 1675033, sortable by date. Use the "View on SEC EDGAR" link in the page header, or browse directly via https://www.sec.gov/cgi-bin/browse-edgar.
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