Jeremy M. Levin, DPhil, MB BChir
Not independent
Tenure on this board
New nominee
8 nominees · 3 ballot items.
Three management proposals are up for vote: (1) authorization of the increase in common stock to 315,000,000, (2) issuance of Conversion Shares and Warrant Shares upon conversion of Series B Preferred Stock and exercise of Series A and B Warrants, and (3) issuance of securities to the CEO under Nasdaq rules; the board recommends voting FOR all proposals.
Amendment to the Certificate of Incorporation to increase the number of authorized common stock from 125,000,000 to 315,000,000.
Issuance of the Conversion Shares upon conversion of Series B Preferred Stock and the Warrant Shares upon exercise of Series A Warrants and Series B Warrants.
Issuance of Series B Preferred Stock, Series A Warrants and Series B Warrants to the Chief Executive Officer pursuant to Nasdaq Listing Rule 5635(C).
| # | Owner | % of shares | Shares | Value |
|---|---|---|---|---|
| 1 | JANUS HENDERSON GROUP PLC | 5.7% | 10,714,000 | $24M |
| 2 | RA CAPITAL MANAGEMENT, L.P. | 5.7% | 10,714,000 | $24M |
| 3 | Affinity Asset Advisors, LLC | 5.7% | 10,636,318 | $24M |
| 4 | EVENTIDE ASSET MANAGEMENT, LLC | 5.3% | 9,916,911 | $22M |
| 5 | ADAGE CAPITAL PARTNERS GP, L.L.C. | 3.3% | 6,163,781 | $14M |
| 6 | BALYASNY ASSET MANAGEMENT L.P. | 3.0% | 5,533,073 | $12M |
| 7 | VANGUARD CAPITAL MANAGEMENT LLC | 2.8% | 5,258,246 | $12M |
| 8 | ADAR1 Capital Management, LLC | 2.4% | 4,544,113 | $10M |
| 9 | Saturn V Capital Management LP | 2.2% | 4,166,666 | $9M |
| 10 | FEDERATED HERMES, INC. | 1.9% | 3,571,000 | $8M |
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