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OXSQ · Current Report (Form 8-K) · Filed May 11, 2026

Oxford Square Capital Corp — Current Report (Form 8-K)

Form
8-K
Filed
May 11, 2026
Period
May 8, 2026
Ticker
OXSQ
Accession
0001213900-26-054051
Boardroom Alpha · Filing insights

Oxford Square Capital increases authorized shares to 300 million; amendment effective immediately.

About Oxford Square Capital Corp
Market cap
$148M
1Y TSR
−20.2%
3Y TSR
−6.3%
Board grade
B
Sector
Financial Services
CEO
Jonathan H Cohen
Last annual meeting: Aug 20, 2026 · View full Oxford Square Capital Corp profile →

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 8, 2026 

 

 

 

OXFORD SQUARE CAPITAL CORP.

(Exact name of registrant as specified in charter)

 

 

 

Maryland   814-00638   20-0188736

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

8 Sound Shore Drive, Suite 255

Greenwich, CT

  06830
(Address of Principal Executive Offices)   (Zip Code)

 

(203) 983-5275 

(Registrant’s telephone number, including area code)

 

N/A

(Former name or former address, if changed since last report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) 

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) 

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) 

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading
Symbol(s)

 

Name of each exchange

on which registered

Common Stock, par value $0.01 per share   OXSQ   NASDAQ Global Select Market LLC
5.50% Notes due 2028   OXSQG   NASDAQ Global Select Market LLC
7.75% Notes due 2030   OXSQH   NASDAQ Global Select Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

 

Emerging growth company  

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 

 

 

 

 

 

Item 5.03 Amendment to Articles of Incorporation or Bylaws.

 

On May 8, 2026, Oxford Square Capital Corp., a Maryland corporation (the “Company”), filed an Articles of Amendment (the “Articles of Amendment”) to its charter with the State Department of Assessments and Taxation of Maryland (“SDAT”) to increase the total number of authorized shares of capital stock of the Company from 100,000,000 shares to 300,000,000 shares, initially consisting of 300,000,000 shares of common stock, par value $0.01 per share. The Articles of Amendment became immediately effective upon filing.

 

The foregoing description of the Articles of Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Articles of Amendment, which is filed as Exhibit 3.1 hereto and incorporated herein by reference.

 

Item 9.01 - Financial Statements and Exhibits.

 

(d) Exhibits:

 

Exhibit

Number

  Description
     
3.1   Articles of Amendment, dated May 8, 2026.
     
104   Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  OXFORD SQUARE CAPITAL CORP.
     
Date: May 8, 2026 By:

/s/ Saul B. Rosenthal

  Name: Saul B. Rosenthal
  Title: President

 

 

 

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Other filings from Oxford Square Capital Corp (OXSQ)

Reference

Frequently asked questions

When did Oxford Square Capital Corp file this 8-K?
Oxford Square Capital Corp (OXSQ) filed this Current Report (Form 8-K) with the SEC on May 11, 2026. The accession number assigned by EDGAR is 0001213900-26-054051.
What does an 8-K disclose?
Form 8-K is the SEC's current-report form, used to disclose material events between periodic reports (10-K / 10-Q). Triggers include CEO/CFO departures, acquisitions, bankruptcies, earnings releases, auditor changes, changes in fiscal year, and amendments to corporate governance. Each 8-K is keyed to one or more Item numbers (1.01 through 9.01).
What is the key takeaway from this filing?
Oxford Square Capital increases authorized shares to 300 million; amendment effective immediately. This is Boardroom Alpha's one-line summary of the current report; see the full filing text above for the formal disclosure.
What Item codes does an 8-K cover?
An 8-K's Item codes (1.01 through 9.01) specify what kind of event is being disclosed — e.g. Item 1.01 for entering a material agreement, Item 5.02 for departure/election of directors and executive officers, Item 8.01 for other events. The Item codes for this 8-K appear in the filing text above.
Where can I find Oxford Square Capital Corp's prior current reports on EDGAR?
The SEC EDGAR browser lists every 8-K Oxford Square Capital Corp has filed under CIK 1259429, sortable by date. Use the "View on SEC EDGAR" link in the page header, or browse directly via https://www.sec.gov/cgi-bin/browse-edgar.
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