Boardroom Alpha
S-1 primary document
NUWE · Registration Statement (Form S-1) · Filed May 22, 2026

Nuwellis IncS-1 exhibit

ny20073226x1_ex107.htm

Exhibit 107
Calculation of Filing Fee Tables
FORM S-1
(Form Type)
 
NUWELLIS, INC.
(Exact Name of Registrant as Specified in its Charter)
 
Table 1: Newly Registered Securities
         
  Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate
Offering Price(1)(2)
Fee Rate Amount of Registration Fee(2)
Fees to be Paid
Equity Shares of Common Stock, par value $0.0001 per share Rule 457(o) $5,000,000.00 $0.00013810 $690.50
Fees to be Paid
Equity Pre-Funded Warrants to purchase shares of Common Stock, par value $0.0001 per share(3)(4) Rule 457(g) $0.00 $0.00013810 $0.00
Fees to be Paid
Equity Series C Common Warrants to purchase shares of Common Stock, par value $0.0001 per share(3)(5) Rule 457(g) $0.00 $0.00013810 $0.00
Fees to be Paid
Equity Series D Common Warrants to purchase shares of Common Stock, par value $0.0001 per share(3)(5) Rule 457(g) $0.00 $0.00013810 $0.00
Fees to be Paid
Equity Placement Agent Warrants to purchase shares of Common Stock, par value $0.0001 per share(3) Rule 457(g) $0.00 $0.00013810 $0.00
Fees to be Paid
Equity Shares of Common Stock, par value $0.0001 per share, issuable upon exercise of the Series C Common Warrants and Series D Common Warrants Rule 457(o) $10,000,000.00 $0.00013810 $1,381.00
Fees to be Paid
Equity Shares of Common Stock, par value $0.0001 per share, issuable upon exercise of the Placement Agent Warrants(6) Rule 457(o) $247,500.00 $0.00013810 $34.18
  Total Offering Amounts   $15,247,500.00   $2,105.68
  Total Fees Previously Paid       $0.00
  Total Fee Offset       $0.00
  Net Fee Due       $2,105.68
  
(1)
Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), there are also being registered such indeterminate number of additional securities as may be issued to prevent dilution resulting from stock splits, stock dividends and similar transactions.
  
(2)
Estimated solely for the purpose of calculating the registration fee pursuant to Rules 457(o) under the Securities Act.
  
(3)
No separate registration fee is payable pursuant to Rule 457(g) under the Securities Act.
  
(4)
The proposed maximum aggregate offering price of the common stock will be reduced on a dollar-for-dollar basis based on the offering price of any pre-funded warrants issued in the offering, and the proposed maximum aggregate offering price of the pre-funded warrants to be issued in the offering will be reduced on a dollar-for-dollar basis based on the offering price of any common stock issued in the offering. Accordingly, the proposed maximum aggregate offering price of the common stock and pre-funded warrants (including the common stock issuable upon exercise of the pre-funded warrants), if any, is $5,000,000.
  
(5)
Each common warrant is exercisable for one share of the Company’s common stock.
  
(6)
As estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(g) under the Securities Act, the proposed maximum aggregate offering price of the placement agent's warrants is $247,500.00, which is equal to 3.0% of the aggregate number of shares of common stock and/or pre-funded warrants sold in this offering at an exercise price equal to 165% of the combined public offering price per share of common stock and accompanying common warrants.
 

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