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LUMN · Current Report (Form 8-K) · Filed May 27, 2026

Lumen Technologies Inc — Current Report (Form 8-K)

Form
8-K
Filed
May 27, 2026
Period
May 20, 2026
Ticker
LUMN
Accession
0001193125-26-240338
Boardroom Alpha · Filing insights

Shareholders approved the equity plan expansion and related Articles amendments; directors were elected.

About Lumen Technologies Inc
Market cap
$10.9B
1Y TSR
+134.4%
3Y TSR
+68.7%
Board grade
C+
Sector
Communication Services
CEO
Kathleen E Johnson
Last annual meeting: May 20, 2026 · View full Lumen Technologies Inc profile →
8-K
 
 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):

May 20, 2026

 

 

 

LOGO

Lumen Technologies, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Louisiana   001-7784   72-0651161
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)

 

100 CenturyLink Drive  
Monroe, Louisiana   71203
(Address of principal executive offices)   (Zip Code)

(318) 388-9000

(Telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of any registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

 

Trading

Symbol

 

Name of Each Exchange

on Which Registered

Common Stock, no par value per share   LUMN   New York Stock Exchange
Preferred Stock Purchase Rights   N/A   New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 
 


Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On May 20, 2026, at the annual meeting of shareholders (the “Annual Meeting”) of Lumen Technologies, Inc. (the “Company”), as further described in Item 5.07 below, the Company’s shareholders approved the Amended and Restated 2024 Equity Incentive Plan (the “A&R 2024 Plan”) to increase the number of shares of the Company’s common stock that may be issued under the Lumen Technologies, Inc. 2024 Equity Incentive Plan by an additional 45,600,000 shares, from 43,000,000 shares to 88,600,000 shares. The Company’s Board of Directors approved the A&R 2024 Plan on February 18, 2026, subject to shareholder approval.

A summary of the material terms of the A&R 2024 Plan is set forth in “Item 5, Approval of Amended and Restated 2024 Equity Incentive Plan” in the Company’s Definitive Proxy Statement for the Annual Meeting filed with the Securities and Exchange Commission on April 6, 2026, which summary is incorporated herein by reference. That summary and the foregoing description of the A&R 2024 Plan are not complete and are subject to, and qualified in their entirety by reference to, the full text of the A&R 2024 Plan, which is attached to this Current Report on Form 8-K as Exhibit 10.1 and incorporated herein by reference.

 

Item 5.03

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

On May 20, 2026, at the Annual Meeting, the shareholders of the Company approved amendments to the Company’s Articles of Incorporation, as amended, to:

 

   

eliminate certain of the supermajority voting requirements for matters subject to shareholder approval and to replace such requirements with a majority of votes cast standard; and

 

   

exclude certain categories of persons from the definition of “Related Person”.

On May 26, 2026, the Company filed Amended and Restated Articles of Incorporation reflecting the foregoing amendments (the “Articles”) with the Secretary of State of the State of Louisiana. The foregoing description of the Articles is not complete and is subject to, and qualified in its entirety by reference to, the full text of the Composite Articles of Incorporation of the Company, as amended and restated through May 26, 2026, which is attached to this Current Report on Form 8-K as Exhibit 3.1 and is incorporated herein by reference.

 

Item 5.07

Submission of Matters to a Vote of Security Holders.

On May 20, 2026, the Company held its Annual Meeting. Holders of shares of the Company’s common stock or Series L preferred stock were entitled to one vote per share held as of the close of business on March 23, 2026 (the “Record Date”). There were a total of 1,030,165,570 shares entitled to vote at the Annual Meeting as of the Record Date, consisting of 1,030,158,552 shares of common stock and 7,018 shares of Series L preferred stock, voting together as a single class, of which 845,124,456 shares were present or represented by proxy at the Annual Meeting.

The following are the final voting results for the proposals considered and voted upon at the Annual Meeting, each of which was described in the Company’s Definitive Proxy Statement filed with the Securities and Exchange Commission on April 6, 2026.

The Company thanks its shareholders for their support and participation in the Annual Meeting.

 

 

2


Item 1. The Company shareholders elected each of the following director nominees to serve on the Company’s Board of Directors until the 2027 annual meeting of shareholders or until their respective successors have been duly elected and qualify, by the following votes:

 

Name of Nominee

   FOR    AGAINST    ABSTAIN    BROKER NON-VOTES

Quincy L. Allen

   674,786,726    10,143,678    2,784,426    157,409,626

Martha Helena Béjar

   676,739,028    8,284,706    2,691,096    157,409,626

Christopher Capossela

   678,469,496    6,570,988    2,674,346    157,409,626

Kevin P. Chilton

   677,801,363    7,294,957    2,618,510    157,409,626

Michael Collins

   679,092,388    5,967,700    2,654,742    157,409,626

Michelle J. Goldberg

   678,491,944    6,644,842    2,578,044    157,409,626

Kate Johnson

   678,603,180    6,518,493    2,593,157    157,409,626

Diankha Linear

   677,003,556    8,017,027    2,694,247    157,409,626

Stephen McMillan

   678,147,350    6,944,676    2,622,804    157,409,626

Item 2. The Company’s shareholders ratified the appointment of KPMG LLP as the Company’s independent auditor for 2026, by the following vote:

 

FOR

 

AGAINST

 

ABSTAIN

 

BROKER NON-VOTES

826,383,164   14,345,896   4,395,396   0

Item 3A. The Company’s shareholders approved amendments to the Company’s Articles of Incorporation to remove supermajority voting requirements related to provisions governing removal of directors, approval of certain business combinations, certain amendments to the Company’s Articles of Incorporation and amendments to Company’s Bylaws, by the following vote:

 

FOR

 

AGAINST

 

ABSTAIN

 

BROKER NON-VOTES

666,291,662   14,453,951   6,969,217   157,409,626

Item 3B. The Company’s shareholders did not approve an amendment to the Company’s Articles of Incorporation to remove a supermajority voting requirement related to provisions governing limitation of liability and indemnification of directors, by the following vote:

 

FOR

 

AGAINST

 

ABSTAIN

 

BROKER NON-VOTES

665,279,825   15,442,159   6,992,846   157,409,626

Item 4. The Company’s shareholders approved amendments to the Company’s Articles of Incorporation to provide for exceptions to the definition of “Related Person”, by the following vote:

 

FOR

 

AGAINST

 

ABSTAIN

 

BROKER NON-VOTES

669,464,426   10,316,602   7,933,802   157,409,626

Item 5. The Company’s shareholders approved the Company’s Amended and Restated 2024 Equity Incentive Plan, by the following vote:

 

FOR

 

AGAINST

 

ABSTAIN

 

BROKER NON-VOTES

658,004,226   22,259,831   7,550,773   157,409,626

 

 

3


Item 6. The Company’s shareholders approved, on an advisory (non-binding) basis, the compensation of the Company’s named executive officers, by the following vote:

 

FOR

 

AGAINST

 

ABSTAIN

 

BROKER NON-VOTES

652,013,005   33,084,417   2,617,408   157,409,626

Item 7. The Company’s shareholders did not approve the shareholder proposal regarding a shareholder right to vote for or against a shareholder rights plan, by the following vote:

 

FOR

 

AGAINST

 

ABSTAIN

 

BROKER NON-VOTES

327,301,328   357,615,031   2,798,471   157,409,626

 

Item 9.01

Financial Statements and Exhibits.

 

  (d)

Exhibits.

 

Exhibit
No.

  

Description

 3.1    Composite Articles of Incorporation of the Company, as amended and restated through May 26, 2026.
10.1    Amended and Restated 2024 Equity Incentive Plan.
104    Cover page formatted as Inline XBRL and contained in Exhibit 101.

 

4


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    LUMEN TECHNOLOGIES, INC.
Dated: May 27, 2026     By:  

/s/ Chris Stansbury

      Chris Stansbury
      President and Chief Financial Officer

 

5

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Reference

Frequently asked questions

When did Lumen Technologies Inc file this 8-K?
Lumen Technologies Inc (LUMN) filed this Current Report (Form 8-K) with the SEC on May 27, 2026. The accession number assigned by EDGAR is 0001193125-26-240338.
What does an 8-K disclose?
Form 8-K is the SEC's current-report form, used to disclose material events between periodic reports (10-K / 10-Q). Triggers include CEO/CFO departures, acquisitions, bankruptcies, earnings releases, auditor changes, changes in fiscal year, and amendments to corporate governance. Each 8-K is keyed to one or more Item numbers (1.01 through 9.01).
What is the key takeaway from this filing?
Shareholders approved the equity plan expansion and related Articles amendments; directors were elected. This is Boardroom Alpha's one-line summary of the current report; see the full filing text above for the formal disclosure.
What Item codes does an 8-K cover?
An 8-K's Item codes (1.01 through 9.01) specify what kind of event is being disclosed — e.g. Item 1.01 for entering a material agreement, Item 5.02 for departure/election of directors and executive officers, Item 8.01 for other events. The Item codes for this 8-K appear in the filing text above.
Where can I find Lumen Technologies Inc's prior current reports on EDGAR?
The SEC EDGAR browser lists every 8-K Lumen Technologies Inc has filed under CIK 18926, sortable by date. Use the "View on SEC EDGAR" link in the page header, or browse directly via https://www.sec.gov/cgi-bin/browse-edgar.
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