UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________
Form 8-K
CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): April 29, 2026
Commission File Number: 001-14965
The Goldman Sachs Group, Inc.
(Exact name of registrant as specified in its charter)
Delaware | 13-4019460 |
(State or other jurisdiction of incorporation or organization) | (IRS Employer Identification No.) |
200 West Street, New York, N.Y. | 10282 |
(Address of principal executive offices) | (Zip Code) |
(212) 902-1000
(Registrant’s telephone number, including area code)
____________________
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
|
| Exchange on which registered |
Title of each class | Trading Symbol |
|
Common stock, par value $.01 per share | GS | NYSE |
Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series A | GS PrA | NYSE |
Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series C | GS PrC | NYSE |
Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series D | GS PrD | NYSE |
5.793% Fixed-to-Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital II | GS/43PE | NYSE |
Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital III | GS/43PF | NYSE |
Medium-Term Notes, Series F, Callable Fixed and Floating Rate Notes due March 2031 of GS Finance Corp. | GS/31B | NYSE |
Medium-Term Notes, Series F, Callable Fixed and Floating Rate Notes due May 2031 of GS Finance Corp. | GS/31X | NYSE |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item 5.07 Submission of Matters to a Vote of Security Holders.
(a) The Annual Meeting was held on April 29, 2026.
(b) The results of the matters submitted to a shareholder vote at the Annual Meeting were as follows:
Election of Directors: Our shareholders elected the following 13 directors to each serve a one-year term expiring on the date of our 2027 annual meeting of shareholders or until his or her successor has been duly chosen and qualified.
| For |
| Against |
| Abstain |
| Broker Non‑Votes |
Michele Burns | 207,542,535 |
| 10,272,167 |
| 876,593 |
| 35,368,534 |
Mark Flaherty | 212,454,569 |
| 5,351,462 |
| 885,264 |
| 35,368,534 |
Kimberley Harris | 160,999,482 |
| 56,946,945 |
| 744,868 |
| 35,368,534 |
John Hess | 210,334,960 |
| 7,907,427 |
| 448,908 |
| 35,368,534 |
Kevin Johnson | 211,286,540 |
| 6,950,461 |
| 454,294 |
| 35,368,534 |
Ellen Kullman | 208,509,917 |
| 9,571,448 |
| 609,930 |
| 35,368,534 |
KC McClure | 215,288,547 |
| 2,798,124 |
| 604,624 |
| 35,368,534 |
Thomas Montag | 214,891,201 |
| 3,590,176 |
| 209,918 |
| 35,368,534 |
Peter Oppenheimer | 207,386,370 |
| 10,429,366 |
| 875,559 |
| 35,368,534 |
David Solomon | 207,386,777 |
| 10,882,560 |
| 421,958 |
| 35,368,534 |
Jan Tighe | 215,272,803 |
| 2,822,194 |
| 596,298 |
| 35,368,534 |
David Viniar | 203,479,678 |
| 14,586,879 |
| 624,738 |
| 35,368,534 |
John Waldron | 215,386,544 |
| 2,865,726 |
| 439,025 |
| 35,368,534 |
Advisory Vote to Approve Executive Compensation (“Say on Pay”): Our shareholders approved the advisory Say on Pay proposal.
For | Against | Abstain | Broker Non‑Votes |
153,743,916 | 63,974,950 | 972,429 | 35,368,534 |
Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm: Our shareholders ratified the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2026.
For | Against | Abstain |
239,689,453 | 13,925,817 | 444,559 |
Shareholder Proposal Regarding Special Shareholder Meeting Thresholds: Our shareholders did not approve this proposal.
For | Against | Abstain | Broker Non‑Votes |
80,499,426 | 137,565,083 | 626,786 | 35,368,534 |
Shareholder Proposal Regarding Disclosure of Energy Supply Ratio: Our shareholders did not approve this proposal.
For | Against | Abstain | Broker Non‑Votes |
39,993,303 | 177,047,898 | 1,650,094 | 35,368,534 |
Shareholder Proposal Regarding Lobbying Disclosure: Our shareholders did not approve this proposal.
For | Against | Abstain | Broker Non‑Votes |
82,476,204 | 134,698,724 | 1,516,367 | 35,368,534 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
THE GOLDMAN SACHS GROUP, INC.
(Registrant)
Date: May 1, 2026 By /s/ Kathryn H. Ruemmler
Name: Kathryn H. Ruemmler
Title: Chief Legal Officer and General Counsel