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CCAQ · Current Report (Form 8-K) · Filed August 19, 2026

Collective Acquisition Corp — Current Report (Form 8-K)

Form
8-K
Filed
August 19, 2026
Period
Aug 13, 2026
Ticker
CCAQ
Accession
0001213900-26-091360
Boardroom Alpha · Filing insights

Sponsor converted 3.5m Class B to Class A; unregistered shares with restrictions; post-conversion: 5,119,501 Class A and 2,250,000 Class B.

About Collective Acquisition Corp
Market cap
$214M
1Y TSR
+4.3%
Sector
Industrials
CEO
Elliot Richmond
Last annual meeting: Aug 4, 2026 · View full Collective Acquisition Corp profile →

 

 

United States

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 8-K

 

Current Report

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): August 13, 2026

 

COLLECTIVE ACQUISITION CORP.

(Exact name of registrant as specified in its charter)

 

Cayman Islands   001-42607   N/A
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer
Identification No.)

 

12955 Biscayne Boulevard Suite 200 PMB 616

Miami, FL 33181

(Address of principal executive offices, including zip code)

 

Registrant’s telephone number, including area code: (561) 489-2062

 

DUNE ACQUISITION CORPORATION II

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Units, each consisting of one Class A ordinary share and three-quarters of one redeemable warrant   CCAQU   The Nasdaq Stock Market LLC
Class A ordinary shares, par value $0.0001 per share   CCAQ   The Nasdaq Stock Market LLC
Warrants, each whole warrant exercisable for one Class A ordinary share, each at an exercise price of $11.50 per share   CCAQW   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 

 

Item 3.02 Unregistered Sales of Equity Securities.

 

On August 13, 2026, Collective Acquisition Corp., a Cayman Islands exempted company (the “Company”), issued an aggregate of 3,500,000 Class A Ordinary Shares to Collective Acquisition Sponsor LLC (the “Sponsor”), upon the conversion (the “Conversion”) of an equal number of Class B Ordinary Shares held by the Sponsor. The Class A Ordinary Shares issued in connection with the Conversion are subject to the same restrictions applicable to the Class B Ordinary Shares prior to the Conversion, including certain transfer restrictions, waiver of redemption rights and the obligation to vote in favor of a Business Combination as described in the final prospectus filed with the Securities and Exchange Commission by the Company on May 8, 2025, in connection with the Company’s initial public offering. No consideration was paid in connection with the Conversion. Following the Conversion, there are 5,119,501 Class A Ordinary Shares issued and outstanding and 2,250,000 Class B Ordinary Shares issued and outstanding.

 

The Class A Ordinary Shares issued upon the Conversion have not been registered under the Securities Act of 1933, as amended, in reliance on the exemption from registration provided by Section 3(a)(9) thereof.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit No.   Description
   
104   Cover Page Interactive Data File (embedded with the Inline XBRL document)

 

 1

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  COLLECTIVE Acquisition Corp.
   
  By: /s/ Elliot Richmond
    Name:  Elliot Richmond
    Title: Chairman and Chief Executive Officer
   
Date: August 18, 2026  

 

 2

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More filings

Other filings from Collective Acquisition Corp (CCAQ)

Reference

Frequently asked questions

When did Collective Acquisition Corp file this 8-K?
Collective Acquisition Corp (CCAQ) filed this Current Report (Form 8-K) with the SEC on August 19, 2026. The accession number assigned by EDGAR is 0001213900-26-091360.
What does an 8-K disclose?
Form 8-K is the SEC's current-report form, used to disclose material events between periodic reports (10-K / 10-Q). Triggers include CEO/CFO departures, acquisitions, bankruptcies, earnings releases, auditor changes, changes in fiscal year, and amendments to corporate governance. Each 8-K is keyed to one or more Item numbers (1.01 through 9.01).
What is the key takeaway from this filing?
Sponsor converted 3.5m Class B to Class A; unregistered shares with restrictions; post-conversion: 5,119,501 Class A and 2,250,000 Class B. This is Boardroom Alpha's one-line summary of the current report; see the full filing text above for the formal disclosure.
What Item codes does an 8-K cover?
An 8-K's Item codes (1.01 through 9.01) specify what kind of event is being disclosed — e.g. Item 1.01 for entering a material agreement, Item 5.02 for departure/election of directors and executive officers, Item 8.01 for other events. The Item codes for this 8-K appear in the filing text above.
Where can I find Collective Acquisition Corp's prior current reports on EDGAR?
The SEC EDGAR browser lists every 8-K Collective Acquisition Corp has filed under CIK 2041047, sortable by date. Use the "View on SEC EDGAR" link in the page header, or browse directly via https://www.sec.gov/cgi-bin/browse-edgar.
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