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AVXL · Current Report (Form 8-K) · Filed September 2, 2026

Anavex Life Sciences Corp — Current Report (Form 8-K)

Form
8-K
Filed
September 2, 2026
Period
Sep 2, 2026
Ticker
AVXL
Accession
0001731122-26-001179
Boardroom Alpha · Filing insights

Anavex regains Nasdaq compliance after filing the Q1 and Q2 2026 Form 10-Qs; Nasdaq has confirmed.

About Anavex Life Sciences Corp
Market cap
$217M
1Y TSR
−69.9%
3Y TSR
−28.3%
Board grade
C-
Sector
Healthcare
CEO
Terrie Kellmeyer
Last annual meeting: Jun 10, 2025 · View full Anavex Life Sciences Corp profile →

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): September 2, 2026

 

ANAVEX LIFE SCIENCES CORP.

(Exact name of Registrant as Specified in Its Charter)

 

Nevada 001-37606 98-0608404
(State or Other Jurisdiction
of Incorporation)
(Commission File Number) (IRS Employer
Identification No.)
         

630 5th Avenue, 20th Floor

New York, NY USA

  10111
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s Telephone Number, Including Area Code: 1-844-689-3939

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $0.001 per share   AVXL   Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

Item 8.01. Other Events.

 

As previously disclosed, on May 20, 2026, Anavex Life Sciences Corp. (“Anavex” or the “Company”) received a delinquency notification letter from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, as a result of the Company’s inability to timely file its Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2026, the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1), which requires listed companies to timely file all required periodic financial reports with the Securities and Exchange Commission (“SEC”). On July 20, 2026, the Company timely submitted its plan to Nasdaq to regain compliance with Nasdaq Listing Rule 5250(c)(1). On August 28, 2026, the Company filed its Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2026, and its Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2026, with the SEC.

 

On September 2, 2026, the Company issued a press release (the “Press Release”) announcing that the Company has received confirmation from Nasdaq that the Company has regained compliance with Nasdaq Listing Rule 5250(c)(1).

 

A copy of the Press Release is attached as Exhibit 99.1 to this Current Report and is incorporated herein by reference.

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit No.   Description
99.1   Press Release dated September 2, 2026.
104   Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  ANAVEX LIFE SCIENCES CORP.
     
Date: September 2, 2026 By: /s/ Sandra Boenisch
    Sandra Boenisch, CPA, CGA
Principal Financial Officer, Treasurer

 

 

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Reference

Frequently asked questions

When did Anavex Life Sciences Corp file this 8-K?
Anavex Life Sciences Corp (AVXL) filed this Current Report (Form 8-K) with the SEC on September 2, 2026. The accession number assigned by EDGAR is 0001731122-26-001179.
What does an 8-K disclose?
Form 8-K is the SEC's current-report form, used to disclose material events between periodic reports (10-K / 10-Q). Triggers include CEO/CFO departures, acquisitions, bankruptcies, earnings releases, auditor changes, changes in fiscal year, and amendments to corporate governance. Each 8-K is keyed to one or more Item numbers (1.01 through 9.01).
What is the key takeaway from this filing?
Anavex regains Nasdaq compliance after filing the Q1 and Q2 2026 Form 10-Qs; Nasdaq has confirmed. This is Boardroom Alpha's one-line summary of the current report; see the full filing text above for the formal disclosure.
What Item codes does an 8-K cover?
An 8-K's Item codes (1.01 through 9.01) specify what kind of event is being disclosed — e.g. Item 1.01 for entering a material agreement, Item 5.02 for departure/election of directors and executive officers, Item 8.01 for other events. The Item codes for this 8-K appear in the filing text above.
Where can I find Anavex Life Sciences Corp's prior current reports on EDGAR?
The SEC EDGAR browser lists every 8-K Anavex Life Sciences Corp has filed under CIK 1314052, sortable by date. Use the "View on SEC EDGAR" link in the page header, or browse directly via https://www.sec.gov/cgi-bin/browse-edgar.
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