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AIFC · Current Report (Form 8-K) · Filed March 2, 2026

Ai Financial Corp — Current Report (Form 8-K)

Form
8-K
Filed
March 2, 2026
Period
Feb 27, 2026
Ticker
AIFC
Accession
0001493152-26-008573
Boardroom Alpha · Filing insights

Stockholders elected directors for a one-year term; ratified the independent auditor and approved adjourning the annual meeting.

About Ai Financial Corp
Market cap
$110M
1Y TSR
−90.6%
3Y TSR
−6.4%
Board grade
C-
Sector
Technology
CEO
Tony Isaac
Last annual meeting: Feb 27, 2026 · View full Ai Financial Corp profile →

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): February 27, 2026

 

 

 

ALT5 SIGMA CORPORATION

(Exact Name of Registrant as Specified in Charter)

 

 

 

Nevada   000-19621   41-1454591
(State or Other Jurisdiction   (Commission   (IRS Employer
of Incorporation)   File Number)   Identification No.)

 

8548 Rozita Lee Avenue, Suite 305

Las Vegas, NV 89113

(Address of Principal Executive Offices and Zip Code)

 

Registrant’s telephone number, including area code: 702-997-5968

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, $0.001 par value per share   ALTS  

The NASDAQ Stock Market LLC

(The NASDAQ Capital Market)

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

 

On February 27, 2026, ALT5 Sigma Corporation (the “Company”) held its 2025 Annual Meeting of Stockholders (the “Annual Meeting”) to vote on the matters disclosed in the Company’s definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on February 3, 2026 and updated on February 6, 2026. The final voting results for the matters submitted to a vote of stockholders were as follows:

 

Proposal No. 1 – Election of Directors

 

At the Annual Meeting, the Company’s stockholders elected the persons listed below as directors for a one-year term expiring on the date of the Company’s next Annual Meeting or until their respective successors are duly elected and qualified:

 

   Votes 
Nominee Name  Votes For   Votes Withheld   Broker Non-Votes 
Zachary Witkoff   29,558,662    278,462    25,015,729 
Tony Isaac   29,567,556    269,568    25,015,729 
Zachary Folkman   28,914,712    922,412    25,015,729 
Nael Hajjar   26,971,002    2,866,122    25,015,729 
John Bitar   27,025,989    2,811,135    25,015,729 
Dr. Adel Elmessiry, Ph.D.   29,570,518    266,606    25,015,729 
Tim Stanley   29,570,671    266,453    25,015,729 

 

Proposal No. 2 – Ratification of Independent Accounting Firm

 

The Company’s stockholders ratified the appointment of L J Soldinger Associates, LLC as the Company’s independent registered public accounting firm for fiscal 2025.

 

Votes
For   Against   Abstain
52,739,070   2,022,767   91,016

 

Proposal No. 3 – Proposal To Adjourn The Annual Meeting

 

The Company’s stockholders approved the proposal to adjourn the Annual Meeting.

 

Votes
For   Against   Abstain
49,839,502   4,851,349   162,002

 

Item 9.01. Financial Statements and Exhibits

 

(d) Exhibits

 

Exhibit Number   Description
     
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, we have duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  ALT5 Sigma Corporation
     
  By: /s/ Tony Isaac
  Name: Tony Isaac
  Title: Acting Chief Executive Officer

 

Dated: March 2, 2026

 

 

 

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Other filings from Ai Financial Corp (AIFC)

Reference

Frequently asked questions

When did Ai Financial Corp file this 8-K?
Ai Financial Corp (AIFC) filed this Current Report (Form 8-K) with the SEC on March 2, 2026. The accession number assigned by EDGAR is 0001493152-26-008573.
What does an 8-K disclose?
Form 8-K is the SEC's current-report form, used to disclose material events between periodic reports (10-K / 10-Q). Triggers include CEO/CFO departures, acquisitions, bankruptcies, earnings releases, auditor changes, changes in fiscal year, and amendments to corporate governance. Each 8-K is keyed to one or more Item numbers (1.01 through 9.01).
What is the key takeaway from this filing?
Stockholders elected directors for a one-year term; ratified the independent auditor and approved adjourning the annual meeting. This is Boardroom Alpha's one-line summary of the current report; see the full filing text above for the formal disclosure.
What Item codes does an 8-K cover?
An 8-K's Item codes (1.01 through 9.01) specify what kind of event is being disclosed — e.g. Item 1.01 for entering a material agreement, Item 5.02 for departure/election of directors and executive officers, Item 8.01 for other events. The Item codes for this 8-K appear in the filing text above.
Where can I find Ai Financial Corp's prior current reports on EDGAR?
The SEC EDGAR browser lists every 8-K Ai Financial Corp has filed under CIK 862861, sortable by date. Use the "View on SEC EDGAR" link in the page header, or browse directly via https://www.sec.gov/cgi-bin/browse-edgar.
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