4 nominees · 4 ballot items.
The Special Meeting will consider four management proposals: approval of investor stock issuances under securities purchase agreements, granting board discretion to implement a reverse stock split, approval of an amendment to increase authorized common stock, and adoption of the Vivakor, Inc. 2025 Equity and Incentive Plan.
To approve the issuance of shares under two Securities Purchase Agreements and related pre-funded warrants to institutional investors, exceeding 19.99% of the company's outstanding common stock upon full exercise of warrants.
To grant the Board discretion to implement a reverse stock split in a range from 1-for-30 to 1-for-200 (or any ratio in between) to maintain Nasdaq Capital Market listing, on or before March 15, 2026.
To increase the authorized common stock from 200,000,000 shares to 500,000,000 shares.
To adopt the Vivakor, Inc. 2025 Equity and Incentive Plan authorizing up to 100,000,000 shares for awards to employees, directors and consultants of the Company and subsidiaries; plan administration, eligibility, types of awards, and related provisions.
| # | Owner | % of shares | Shares | Value |
|---|---|---|---|---|
| 1 | XTX Topco Ltd | 4.4% | 91,695 | $908 |
| 2 | TCFG WEALTH MANAGEMENT, LLC | 0.5% | 11,097 | $110 |
| 3 | T3 Companies, LLC | 0.5% | 10,000 | $99 |
| 4 | Steward Partners Investment Advisory, LLC | 0.2% | 4,448 | $44 |
| 5 | SBI Securities Co., Ltd. | 0.0% | 1 | $0 |
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