Not independent
Tenure on this board
3.7 yrs
9 nominees · 5 ballot items.
Five proposals are up for a vote at Nauticus Robotics, Inc.'s Special Meeting: (1) ELOC Proposal to issue common stock under the Equity Purchase Facility, (2) Nasdaq Stock Issuance Proposal for issuance of common stock upon conversion of Series C Convertible Preferred Stock, (3) Reverse Split Proposal to authorize a reverse stock split from 1-for-5 to 1-for-250 at the Board's discretion, (4) Authorized Shares Proposal to increase authorized common stock from 625,000,000 to 1,500,000,000, and (5) Adjournment Proposal to adjourn the meeting to permit further proxies.
Approval of issuance of shares of the Company’s common stock pursuant to the Equity Purchase Facility Agreement dated October 24, 2025, and in compliance with Nasdaq Rule 5635(d).
Approval of the issuance of shares of Common Stock upon the conversion of shares of Series C Convertible Preferred Stock, issued pursuant to the Amendment and Exchange Agreements dated December 3, 2025, and the Certificate of Designations, in accordance with Nasdaq Rule 5635.
Authorization for the Board to enact one or more reverse stock splits of the Company’s Common Stock at a ratio between one-for-five and one-for-250, in the Board’s discretion, with fractional shares rounded up to the next whole share.
Approval of an amendment to increase the number of authorized Common Stock from 625,000,000 to 1,500,000,000.
Approval of a proposal to adjourn the Special Meeting to a later date or dates to permit further solicitation and vote of proxies, if necessary or appropriate.
| # | Owner | % of shares | Shares | Value |
|---|---|---|---|---|
| 1 | UBS Group AG | 6.8% | 342,632 | $171K |
| 2 | GEODE CAPITAL MANAGEMENT, LLC | 5.7% | 287,382 | $143K |
| 3 | VANGUARD CAPITAL MANAGEMENT LLC | 5.1% | 255,546 | $128K |
| 4 | VANGUARD FIDUCIARY TRUST CO | 2.5% | 123,777 | $62K |
| 5 | PEAK6 LLC | 2.0% | 97,912 | $49K |
| 6 | BlackRock, Inc. | 1.4% | 68,264 | $34K |
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 1.1% | 55,721 | $28K |
| 8 | Cygnus Capital Advisors, LLC | 1.1% | 55,029 | $27 |
| 9 | NORTHERN TRUST CORP | 0.7% | 32,543 | $16K |
| 10 | Mariner, LLC | 0.6% | 31,115 | $16K |
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