Not independent
Tenure on this board
12.7 yrs
Also a director at
Sim Acquisition Corp I (SIMA)
1 nominee · 5 ballot items.
A five-proposal slate for Dominari Holdings Inc.’s 2025 Annual Meeting including (1) election of a Class II director, (2) ratification of the independent registered public accounting firm for 2025, (3) approval of an amendment to the 2022 Equity Incentive Plan to increase the reserved shares, (4) approval of potential issuance of shares in excess of 19.99% under Nasdaq Rule 5635(d), and (5) renewal of the Rights Agreement through 2026, all supported by the Board.
Election of one Class II director for a three-year term. The Board-nominated candidate is Anthony Hayes.
Ratification of CBIZ CPAs P.C. as the Company’s independent registered public accounting firm for the year ending December 31, 2025.
Amend Section 4(a) to increase the number of shares reserved for awards under the 2022 Plan from 11,404,404 to 11,720,750.
Approval, for Nasdaq Listing Rule 5635(d), of potential issuance of shares in one or more non-public financing transactions exceeding 19.99% of outstanding stock at a price below the Minimum Price, under Advisory Agreements with the Company’s Board of Advisors.
Approval of renewal of the Rights Agreement dated October 11, 2023, and extension of the rights through October 11, 2026.
| # | Owner | % of shares | Shares | Value |
|---|---|---|---|---|
| 1 | Creek Drive Management Group LLC | 2.4% | 536,027 | $2M |
| 2 | VANGUARD CAPITAL MANAGEMENT LLC | 1.4% | 324,702 | $1M |
| 3 | RENAISSANCE TECHNOLOGIES LLC | 0.6% | 132,362 | $430K |
| 4 | Connective Capital Management, LLC | 0.5% | 114,229 | $371K |
| 5 | BlackRock, Inc. | 0.5% | 104,824 | $341K |
| 6 | GEODE CAPITAL MANAGEMENT, LLC | 0.4% | 83,743 | $272K |
| 7 | STATE STREET CORP | 0.2% | 50,286 | $163K |
| 8 | VANGUARD FIDUCIARY TRUST CO | 0.2% | 42,687 | $139K |
| 9 | Steward Partners Investment Advisory, LLC | 0.1% | 32,103 | $104K |
| 10 | XTX Topco Ltd | 0.1% | 23,805 | $77K |
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