5 nominees · 2 ballot items.
Two proposals are being voted on: (1) approval of issuance of more than 19.99% of Azitra's issued and outstanding common stock underlying warrants to Alumni Capital under the November 24, 2025 Securities Purchase Agreement; and (2) approval to adjourn the special meeting to solicit additional proxies if there are insufficient votes for Proposal 1.
To approve the issuance of more than 19.99% of our outstanding shares of common stock, comprised of shares of common stock underlying warrants, pursuant to the Securities Purchase Agreement with Alumni Capital LP, dated November 24, 2025; this includes the issuance of shares and warrants that could raise approximately $3.0 million in gross proceeds if exercised, and is required under NYSE American Company Guide Sections 713(a) and 713(b).
To adjourn the Special Meeting, if necessary, to solicit additional proxies if there are insufficient votes in favor of Proposal 1.
| # | Owner | % of shares | Shares | Value |
|---|---|---|---|---|
| 1 | GEODE CAPITAL MANAGEMENT, LLC | 2.9% | 469,159 | $110K |
| 2 | UBS Group AG | 0.2% | 30,205 | $7K |
| 3 | StoneX Group Inc. | 0.1% | 22,464 | $5K |
| 4 | Tower Research Capital LLC (TRC | 0.1% | 15,000 | $4K |
| 5 | CITIGROUP INC | 0.0% | 1,705 | $399 |
| 6 | Dauntless Investment Group, LLC | 0.0% | 1,000 | $234 |
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 0.0% | 719 | $168 |
| 8 | FMR LLC | 0.0% | 150 | $35 |
| 9 | Tower Research Capital LLC (TRC | 0.0% | 85 | $20 |
The opinions and information contained herein have been obtained or derived from sources believed to be reliable, but Boardroom Alpha cannot guarantee its accuracy and completeness, and that of the opinions based thereon.
This report contains opinions and is provided for informational purposes only – it does not constitute investment, legal or tax advice. You should not rely solely upon the research herein for purposes of transacting securities or other investments, and you are encouraged to conduct your own research and due diligence, and to seek the advice of a qualified securities professional before you make any investment.
None of the information contained in this report constitutes, or is intended to constitute a recommendation by Boardroom Alpha of any particular security or trading strategy or a determination by Boardroom Alpha that any security or trading strategy is suitable for any specific person. To the extent any of the information contained herein may be deemed to be investment advice, such information is impersonal and not tailored to the investment needs of any specific person.
No representation or warranty, expressed or implied, is made on behalf of Boardroom Alpha as to the accuracy or completeness of the information contained herein. Boardroom Alpha does not accept any liability for any direct, indirect or consequential loss or damage suffered by any person as a result of relying on all or any part of this research and any liability is expressly disclaimed.